Enabling Adverse Action

• Tools Needed
• Description
• The Ticket
• Casework
• Edge Cases and Exceptions

Tools Needed

Access to #compliance Slack channel, Flask, OneHub

The Request

Andrew Patterson will make the request in the slack channel, #compliance for a specific partner.

Casework

These cases are handled by Rodolfo or Jimena.

Step 1: Enable Adverse Action in Flask

• In Flask, navigate to Adverse Action > Partner Adverse Action Details

• Click CREATE
• Select the Partner from the list (type to search)

• Enter the Email, Contact Name, and Title ( Due Diligence form, found in OneHub)
• Click SAVE

Step 2: Confirm that the Adverse Action was enabled successfully

• Navigate to Adverse Action > Partner Adverse Action Details
• Go to List
• Scroll to the last page, by clicking ". The new entry should be present.